COVERED WARRANTS ISSUED BY HSC

Warrant name

MWG-HSC-MET06

MWG-HSC-MET07

REE-HSC-MET04

Underlying code MWG MWG REE
Maturity 6 months 7 months 6 months
Issuance date 10 Nov 2020 10 Nov 2020 10 Nov 2020
Maturity date 10 May 2021 10 Jun 2021 10 May 2021
Listing date      
Conversion ratio 10 : 1 10 : 1 4 : 1
Strike price 100,500 VND 108,000 VND 42,000 VND
Issue price 1,900 VND 1,700 VND 1,500 VND
Issuance volume 5,000,000 5,000,000 5,000,000
Prospectus View more View more View more
 
Warrant name

FPT-HSC-MET05

FPT-HSC-MET06

HPG-HSC-MET04

HPG-HSC-MET05

MBB-HSC-MET06

Underlying code FPT FPT HPG HPG MBB
Maturity 6 months 7 months 6 months 7 months 6 months
Issuance date 01 Oct 2020 01 Oct 2020 01 Oct 2020 01 Oct 2020 01 Oct 2020
Maturity date 01 Apr 2021 04 May 2021 01 Apr 2021 04 May 2021 01 Apr 2021
Listing date
27 Oct 2020
27 Oct 2020 27 Oct 2020 27 Oct 2020 27 Oct 2020
Conversion ratio 5 : 1 5 : 1 2 : 1 2 : 1 2 : 1
Strike price
48,000 VND
51,000 VND
25,000 VND
27,000 VND
19,000 VND
Issue price
1,700 VND
1,500 VND
2,400 VND
2,100 VND
1,700 VND
Issuance volume 5,000,000 5,000,000 5,000,000 5,000,000 5,000,000
Prospectus View more View more View more View more View more
 
Warrant name

MSN-HSC-MET03

PNJ-HSC-MET03

STB-HSC-MET01

TCB-HSC-MET04

VHM-HSC-MET03

Underlying code MSN PNJ STB TCB VHM
Maturity months 6 months 6 months 6 months 6 months
Issuance date 01 Oct 2020 01 Oct 2020 01 Oct 2020 01 Oct 2020 01 Oct 2020
Maturity date 01 Apr 2021 01 Apr 2021 01 Apr 2021 01 Apr 2021 01 Apr 2021
Listing date 27 Oct 2020 27 Oct 2020 27 Oct 2020 27 Oct 2020 27 Oct 2020
Conversion ratio 5 : 1 8 : 1 1 : 1 2 : 1 10 : 1
Strike price
52,000 VND
58,000 VND
13,000 VND
21,500 VND
72,000 VND
Issue price
2,000 VND
1,400 VND
2,500 VND
2,000 VND
1,400 VND
Issuance volume 5,000,000 5,000,000 5,000,000 5,000,000 5,000,000
Prospectus View more View more View more View more View more
 
Warrant name

VHM-HSC-MET04

VIC-HSC-MET01

VNM-HSC-MET05

VPB-HSC-MET04

VPB-HSC-MET05

VRE-HSC-MET05

Underlying code VHM VIC VNM VPB VPB VRE
Maturity months 6 months 6 months 6 months 7 months 7 months
Issuance date 01 Oct 2020 01 Oct 2020 01 Oct 2020 01 Oct 2020 01 Oct 2020 01 Oct 2020
Maturity date 04 May 2021 01 Apr 2021 01 Apr 2021 01 Apr 2021 04 May 2021 01 Apr 2021
Listing date 27 Oct 2020 27 Oct 2020 27 Oct 2020 27 Oct 2020 27 Oct 2020 27 Oct 2020
Conversion ratio 10 : 1 10 : 1 10 : 1 2 : 1 2 : 1 4 : 1
Strike price
76,500 VND
87,000 VND
104,000 VND
23,000 VND
24,000 VNĐ
26,500 VNĐ
Issue price
1,300 VND
1,700 VND
1,900 VND
2,000 VND
1,900 VNĐ
1,300 VNĐ
Issuance volume 5,000,000 5,000,000 5,000,000 5,000,000 5,000,000 5,000,000
Prospectus View more View more View more View more View more View more
 
Warrant name

FPT-HSC-MET04

(*) HPG-HSC-MET03

MBB-HSC-MET05

MSN-HSC-MET02

MWG-HSC-MET05

PNJ-HSC-MET02

Underlying code FPT HPG MBB MSN MWG PNJ
Maturity 6 months 6 months 6 months 6 months 6 months 6 months
Issuance date 14 July 2020 14 July 2020 14 July 2020 14 July 2020 14 July 2020 14 July 2020
Maturity date 14 Jan 2021 14 Jan 2021 14 Jan 2021 14 Jan 2021 14 Jan 2021 14 Jan 2021
Listing date 10 Aug 2020 10 Aug 2020 10 Aug 2020 10 Aug 2020 10 Aug 2020 10 Aug 2020
Conversion ratio 4.8954: 1 1.6362 : 1 1.7391: 1 5 : 1 10 : 1 10 : 1
Strike price 46,895 VNĐ  22,498 VND  14,782 VNĐ   56,000 VND  82,000 VND 
 59,000 VND 
Issue price 1,500 VND 2,200 VND 1,400 VND 1,900 VND 1,400 VND 1,000 VND
Issuance volume 3,000,000 3,000,000 3,000,000 3,000,000 5,000,000 3,000,000
Prospectus View more View more View more View more View more View more
 
Warrant name

REE-HSC-MET03

TCB-HSC-MET03

VHM-HSC-MET02

VNM-HSC-MET04

VPB-HSC-MET03

VRE-HSC-MET04

Underlying code REE TCB VNM VPB VRE VRE
Maturity 6 months 6 months 6 months 6 months 6 months 6 months
Issuance date 14 July 2020 14 July 2020 14 July 2020 14 July 2020 14 July 2020 14 July 2020
Maturity date 14 Jan 2021 14 Jan 2021 14 Jan 2021 14 Jan 2021 14 Jan 2021 14 Jan 2021
Listing date 10 Aug 2020 10 Aug 2020 10 Aug 2020 10 Aug 2020 10 Aug 2020 10 Aug 2020
Conversion ratio 4 : 1 2 : 1 10 : 1 8,2034: 1 2 : 1 4 : 1
Strike price 32,500 VND  20,000 VND  79,000 VND  93,519 VNĐ  22,000 VND  26,000 VND 
Issue price 1,300 VND 1,700 VND 1,400 VND 1,800 VND 1,800 VND 1,200 VND
Issuance volume 3,000,000 5,000,000 5,000,000 3,000,000 5,000,000 5,000,000
Prospectus View more View more View more View more View more View more
  

INSTRUCTION OF COVERED WARRANT PURCHASE REGISTRATION

 

A. PROCEDURE FOR PURCHASING IPO COVERED WARRANT ISSUED BY HSC

 

1. PROCEDURE OF IPO COVERED WARRANT PURCHASE REGISTRATION

 
TERM  
Investor receives information of covered warrant issuance HSC discloses Notice of Warrant Issuance and Prospectus via website www.hsc.com.vn
Investor registers for warrant purchase

Directly register: At HSC Head office and Hanoi branch.

Minimum bidding volume: 10,000 CW

Lot size: 1,000 warrants

Investor makes a cash deposit

Client transfers 100% of registered value to HSC bank accounts:

Recipient: Cong ty Co Phan Chung Khoan TP.HCM
Recipient accout number: 119-10-00-043895-1 - For HPG-HSC-MET01
Bank: BIDV – Nam Ky Khoi Nghia Branch, District 1, HCMC
Details: < Investor’s name > < ID number > <Number of CW> <CW name>

Example: Nguyen Van A, CMND 012020853, 10,000CW, MBB-HSC-MET01

HSC sends purchase registration result After registration time, HSC will send warrant purchase registration result to clients via Document / Email / SMS and Phone.
HSC reimburses for the unsuccessfully bidding volumes HSC transfers to the Bank Account registered by clients.
Completing the distribution

HSC continues to carry out the listing registration and depository registration process for warrants to be deposited automatically in clients' accounts.

The warrants are officially traded on the Stock Exchange.

 

2. PLACE FOR WARRANT PURCHASE REGISTRATION

 

HEAD OFFICE

2nd Floor, AB Tower, 76 Le Lai, District 1, HCMC
Tel:  +84-28 3823 3299
Fax: +84-28 3823 3301

HA NOI BRANCH

2nd Floor, CornerStone Tower, 16 Phan Chu Trinh, Hoan Kiem District, Ha Noi
Tel: +84-24 3933 4693
Fax: +84-24 3933 4822


3. DISTRIBUTION TIME

 
Term Time
Investors register for warrant purchase and deposit cash 14 July 2020
HSC allocates warrants to the corresponding bids by investors 15 July 2020
HSC sends purchase registration result and reimburses for the unsuccessfully bidding volumes

15 July 2020


4. REQUIRED DOCUMENTS

Private Clients

  • 01 Original "Covered Warrant Purchase Registration Form"
  • 01 Copy of ID card (investor is required to bring the original for our comparison).
  • 01 Power of Attorney (if any).
  • 01 Original / notarized copy of the Certificate of Transaction Code from VSD & Passport (for Foreign Investors)
  • 01 Confirmation letter from the bank about the indirect investment account (FII) (for Foreign Investors)
  • 01 Valid copy of Securities Account Opening Form in case the Investor registers securities trading account to deposit Covered Warrant at other Brokers instead of HSC (if any).

Institutional Clients

  • 01 Original "Covered Warrant Purchase Registration Form"
  • 01 Notarized copy of the Business Registration Certificate.
  • 01 Notarized copy of relating documents of changing business information (if any).
  • 01 Valid copy of ID card of the legal representative.
  • 01 Valid copy of the Power of Attorney for the representative
  • 01 Valid copy of the seal specimen registration certificate (if any)
  • 01 Original / valid copy of Certificate of transaction code from VSD (for Foreign Investors)
  • 01 Confirmation letter from the bank about the indirect investment account (FII) (applied for foreign investor)
  • 01 Valid copy of Securities Account Opening Form in case the Investor registers securities trading account to deposit Covered Warrant at other Brokers instead of HSC (if any).

  B. GUIDELINES FOR TRADING COVERED WARRANT AFTER LISTING ON HOSE

Investors can trade Covered Warrant on Ho Chi Minh Stock Exchange like other equities.