Certificate of Merit from the Prime Minister

for significant contribution to securities market development in 2010 - 2014

Certificate of Merit from the Ho Chi Minh City People’s Committee

Best Member Firm during Ha Noi Stock Exchange’s 10th Year Anniversary Celebration (2005 - 2015)

In addition, HSC was also selected as the Best Brokerage Service Provider by both local and international institutions

1st Prize for Best Annual Report, Best Content of Corporate Governance 2015 & ranked in Top 3 Best Sustainability Reports

given by Vietnam Investment Review and HOSE

Bronze Award for Traditional Annual Report in Financial Services - Brokerage & Commodity Category and Honors Award for Written Text Category

at 2015 ARC Awards

Best Brokerage House in Vietnam & Best M&A House in Vietnam

at the Triple A Country Awards 2014 by The Asset

Top 3 Best Salespersons in Vietnam in 2014 plus other accolades for brokerage services and research coverage

by Asiamoney

CEO Leadership & The Best Managed Brokerage House in the APAC Region

by the Asian Banker - the only brokerage house to receive this award in the region

Certificate of Merit from Ministry of Finance for significant contribution to HNX’s development from 2009 - 2014