
Client Guideline
Foreign retail investor
Foreign Individual Investor should be advised to complete the following 3 requirements prior invest securities in Viet Nam:
Apply 01 Securities Trading Code (STC) in Viet Nam. This STC is an unique number granted to each Investor.
Open a securities account at Securities company.
Open a Foreign Indirect Investment (FII) at the commercial bank which has got foreign exchage license.
Kindly refer to the below for further details:
1. For Foreign Individual Investor who hasn’t applied STC yet.
| Document | Requirement | Quantity | Note |
|---|---|---|---|
Required documents to open securities account at HSC Applied for Investor who presents / does not present in Viet Nam | |||
| HSC Account opening form [Download here] |
| 02 forms | |
| Securities trading code registration form [Download here] |
| 02 forms | |
| Power of attorney [Download here] |
| 02 forms | |
| Passport |
| 02 copies | Passport should be notarized public; or legalized at Vietnamese Consulate |
| FATCA W-8BEN [Download here] |
| 02 forms | Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting. |
| FATCA W-9 [Download here] |
| 02 forms | Identification Number and Certification. |
Required documents to open FII (Foreign Indirect Investment) account at BIDV | |||
a. Investor who presents in Vietnam | |||
Address: 10th floor, Tasco Building 66-68 Nam Ky Khoi Nghia Street, Saigon Ward, Ho Chi Minh City
Address: 74 Tho Nhuom Street, Cua Nam Ward, Ha Noi City
| |||
b. Investor who does not present in Vietnam | |||
In case the Customer is not currently in Vietnam, please contact BIDV – Nam Ky Khoi Nghia Branch for further assistance and guidance as follows:
| |||
2. For Foreign Individual Investor who has already granted STC.
Document | Requirement | Quantity | Note |
|---|---|---|---|
Required documents to open securities account at HSC Applied for Investor who presents / does not present in Viet Nam | |||
| HSC Account opening form [Download here] |
| 02 forms | |
| Passport |
| 02 copies | Investor does not present in Vietnam : Passport should be notarized public; or legalized at Vietnamese Consulate Investor presents in Vietnam: Passport should be notarized public |
| Securities trading code |
| 01 copy | |
Required documents to open FII (Foreign Indirect Investment) account at BIDV | |||
a. Investor who presents in Vietnam | |||
Address: 10th floor, Tasco Building 66-68 Nam Ky Khoi Nghia Street, Saigon Ward, Ho Chi Minh City
Address: 74 Tho Nhuom Street, Cua Nam Ward, Ha Noi City
| |||
b. Investor who does not present in Vietnam | |||
In case the Customer is not currently in Vietnam, please contact BIDV – Nam Ky Khoi Nghia Branch for further assistance and guidance as follows:
| |||