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Roles of the Issuer - HSC

ISSUING & LISTING

  • Choose an underlying to issue warrants 
  • Decide the specific terms of such warrant
  • Submit dossier for issuance to SSC, distribute to investors during IPO period
  • Submit listing and depository registration dossier to HOSE and VSD

LIQUIDITY PROVIDER (LP) & HEDGING

  • Calculate theoretic prices of warrants and submit bid-ask quotes around this price on HSX
  • Provide liquidity for the market
  • Reduce bid/ask spread
  • Hedge in the UL/option market for the outstanding warrants 

SETTLEMENT AT EXPIRY/DELISTING

  • Pay the settlement amount to investors for ITM warrants at the expiry date, or when the warrants are delisted prematurely.
  • Be responsible for all obligations related to the warrants it has issued
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